The SEC's Exchange-Traded Investment Fund Rule

KH Moriarty - The Journal of Index Investing, 2020 - search.proquest.com
On September 26, 2019, the Securities and Exchange Commission (SEC) adopted final
Rule 6c-11, which replaces the previous regulatory regime for many exchange-traded …

Should index providers be regulated as investment advisers under the US investment advisers Act of 1940

KH Moriarty - The Journal of Index Investing, 2021 - pm-research.com
The increasing importance of the index industry to the financial marketplace has drawn the
attention of the US Securities and Exchange Commission (SEC). The use of custom, foreign, …

Insider Trading at a Cryptocurrency Exchange

KH Moriarty - The Journal of Investing, 2023 - joi.pm-research.com
… , the author, Kathleen Moriarty, passed away on December 20, 2022. Kathleen was a pioneer
in the … Throughout her career, Kathleen was a humble and thoughtful colleague who was …

[HTML][HTML] PKCS# 1: RSA cryptography specifications version 2.2

K Moriarty, B Kaliski, J Jonsson, A Rusch - 2016 - rfc-editor.org
… salt and then forward steps to recompute and compare H. … and let H be the next hLen
octets. … SHA-1: (0x)30 21 30 09 06 05 2b 0e 03 02 1a 05 00 04 14 || H. …

Exchange-Traded Funds: Legal and Structural Issues Worldwide

KH Moriarty - Int'l Bus. Law., 2001 - HeinOnline
The term'Exchange-Traded Fund', often used in the abbreviated form ETF, can be confusing
because it is sometimes used to cover a wide variety of pooled investment vehicles traded …

Object permanence in child and chimpanzee

S Wood, KM Moriarty, BT Gardner… - Animal Learning & …, 1980 - Springer
… For an analysis of incorrect responses, then, the relevant data come from the performance
of H-18 and C-18, on the more advanced tasks, Tasks 12-15. (H-8 usually terminated testing …

[HTML][HTML] miR-10b targets Tiam1: implications for Rac activation and carcinoma migration

CH Moriarty, B Pursell, AM Mercurio - Journal of biological chemistry, 2010 - ASBMB
… Recipient SUM159PT and SUM149PT cells were plated to reach 50% confluence after 24
h, and virus was added to cells at a ratio of virus:fresh media containing polybrene (8 μg/ml) of …

Introducing ETVs

KH Moriarty - The Journal of Beta Investment Strategies, 2005 - pm-research.com
Exchange-traded funds (“ETFs”) were first developed in the US to make program trading
available to retail investors. An ETF is a hybrid investment company registered with the US …

All advisers to registered investment companies need to evaluate their exposure to CFTC regulation after recent rule amendment

PJ Shea, KH Moriarty, KM Rosenzweig… - Journal of Investment …, 2012 - emerald.com
On February 9, 2012, the Commodity Futures Trading Commission adopted final amendments
to its Part 4 Rules. These rules set out compliance obligations for commodity pool …

[PDF][PDF] CENTER FOR FINANCIAL STABILITY

EL Greebel, E Partner, KH Moriarty - centerforfinancialstability.org
Bitcoin is an emerging global technology that has developed since the 2008 publication of
the seminal paper “Bitcoin: A Peer-to-Peer Electronic Cash System” 1. To date, it is the best …