Disclosure of equity holdings by institutional investment managers: An analysis of Section 13 (f) of the Securities Exchange Act of 1934
TP Lemke, GT Lins - Bus. Law., 1987 - HeinOnline
For nearly a decade, large institutional investment managers have been reporting detailed
information about equity holdings under their investment discretion to the Securities and …
information about equity holdings under their investment discretion to the Securities and …
Recent Insider Trading Developments: The Search for Clarity
JF Olson, JH Sturc, GT Lins - Nw. UL Rev., 1990 - HeinOnline
The truth is, that the law is always approaching, and never reaching, consistency. It is forever
adopting new principles from life at one end, and it always retains old ones from history at …
adopting new principles from life at one end, and it always retains old ones from history at …
Private Investment Companies under Section 3 (c)(1) of the Investment Company Act of 1940
TP Lemke, GT Lins - Bus. Law., 1988 - HeinOnline
… Lins is a member of the California and Illinois bars and practices law with Gibson, Dunn
& Crutcher in Los Angeles. He was formerly a staff attorney in the Office of Chief Counsel, …
& Crutcher in Los Angeles. He was formerly a staff attorney in the Office of Chief Counsel, …
Unit Investment Trusts: Structure and Regulation Under the Federal Securities Laws
JB Gould, GT Lins - Bus. Law., 1987 - HeinOnline
In recent years, the number and variety of investment products offered to the general public
has dramatically increased. In particular, mutual funds and other collective investment …
has dramatically increased. In particular, mutual funds and other collective investment …
Hedge fund use of soft dollars
GT Lins - Journal of Investment Compliance, 2003 - emerald.com
While many hedge fund activities have attracted more scrutiny recently, the use of soft
dollars by hedge funds has been a source of regulatory concern for years. A fund manager’s …
dollars by hedge funds has been a source of regulatory concern for years. A fund manager’s …
'Soft dollars' and other brokerage arrangements
GT Lins - Journal of Financial Planning, 1998 - search.proquest.com
Over the past year or so, the issue of soft dollars has been the subject of increased media
and regulatory attention. A soft dollar arrangement involves an agreement or understanding …
and regulatory attention. A soft dollar arrangement involves an agreement or understanding …
Hedge fund organization
GT Lins - Special Issues, 2002 - guides.pm-research.com
The restructuring of a troubled company9s debt, a change in its ownership, or bankruptcy can
trigger significant tax consequences for the company and other stakeholders. For example, …
trigger significant tax consequences for the company and other stakeholders. For example, …
ERISA and hedge funds
GT Lins - Journal of Investment Compliance, 2004 - emerald.com
The Employee Retirement Income Security Act of 1974 (“ERISA”) is a complex piece of
legislation dealing with the establishment, operation, and administration of employee benefit …
legislation dealing with the establishment, operation, and administration of employee benefit …
Hedge fund trading issues
GT Lins - Journal of Investment Compliance, 2002 - emerald.com
In many respects, an investment adviser’s responsibilities regarding hedge funds (including
offshore funds) are similar to the responsibilities the adviser owes to all advised accounts. …
offshore funds) are similar to the responsibilities the adviser owes to all advised accounts. …
[CITATION][C] Regulation of investment advisers
TP Lemke, GT Lins - (No Title), 1999 - cir.nii.ac.jp
… Lins, Gerald T. … Lemke and Gerald T. Lins …